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Arizona Revised Statutes (Last Updated: March 31, 2016) |
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Title 47. Uniform Commercial Code |
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Chapter 8. INVESTMENT SECURITIES |
| Article 1. Short Title and General Matters |
| Sec 47-8101. Short title |
| Sec 47-8102. Definitions |
| Sec 47-8103. Rules for determining whether certain obligations and interests as securities or financial assets |
| Sec 47-8104. Acquisition of security or financial asset or interest therein |
| Sec 47-8105. Notice of adverse claim |
| Sec 47-8106. Control |
| Sec 47-8107. Whether indorsement, instruction or entitlement order is effective |
| Sec 47-8108. Warranties in direct holding |
| Sec 47-8109. Warranties in indirect holding |
| Sec 47-8110. Applicability; choice of law |
| Sec 47-8111. Clearing corporation rules |
| Sec 47-8112. Creditor's legal process |
| Sec 47-8113. Statute of frauds inapplicable |
| Sec 47-8114. Evidentiary rules concerning certificated securities |
| Sec 47-8115. Securities intermediary and others not liable to adverse claimant |
| Sec 47-8116. Securities intermediary as purchaser for value |
| Article 2. Issue and Issuer |
| Sec 47-8201. Issuer |
| Sec 47-8202. Issuer's responsibility and defenses; notice of defect or defense |
| Sec 47-8203. Staleness as notice of defect or defense |
| Sec 47-8204. Effect of issuer's restriction on transfer |
| Sec 47-8205. Effect of unauthorized signature on security certificate |
| Sec 47-8206. Completion or alteration of security certificate |
| Sec 47-8207. Rights and duties of issuer with respect to registered owners |
| Sec 47-8208. Effect of signature of authenticating trustee, registrar or transfer agent |
| Sec 47-8209. Issuer's lien |
| Sec 47-8210. Overissue |
| Article 3. Transfer of Certificated and Uncertificated Securities |
| Sec 47-8301. Delivery |
| Sec 47-8302. Rights of purchaser |
| Sec 47-8303. Protected purchaser |
| Sec 47-8304. Indorsement |
| Sec 47-8305. Instruction |
| Sec 47-8306. Effect of guaranteeing signature, indorsement or instruction |
| Sec 47-8307. Purchaser's right to requisites for registration of transfer |
| Article 4. Registration |
| Sec 47-8401. Duty of issuer to register transfer |
| Sec 47-8402. Assurance that indorsement or instruction is effective; definitions |
| Sec 47-8403. Demand that issuer not register transfer |
| Sec 47-8404. Wrongful registration |
| Sec 47-8405. Replacement of lost, destroyed or wrongfully taken security certificate |
| Sec 47-8406. Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate |
| Sec 47-8407. Authenticating trustee, transfer agent and registrar |
| Article 5. Security Entitlements |
| Sec 47-8501. Securities account; acquisition of security entitlement from securities intermediary |
| Sec 47-8502. Assertion of adverse claim against entitlement holder |
| Sec 47-8503. Property interest of entitlement holder in financial asset held by securities intermediary |
| Sec 47-8504. Duty of securities intermediary to maintain financial asset |
| Sec 47-8505. Duty of securities intermediary with respect to payments and distributions |
| Sec 47-8506. Duty of securities intermediary to exercise rights as directed by entitlement holder |
| Sec 47-8507. Duty of securities intermediary to comply with entitlement order |
| Sec 47-8508. Duty of securities intermediary to change entitlement holder's position to other form of security holding |
| Sec 47-8509. Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder |
| Sec 47-8510. Rights of purchaser of security entitlement from entitlement holder |
| Sec 47-8511. Priority among security interests and entitlement holders |