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Arizona Revised Statutes (Last Updated: March 31, 2016) |
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Title 44. Trade and Commerce |
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Chapter 13. INVESTMENT MANAGEMENT |
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Article 4. Licensure of Investment Advisers and Investment Adviser Representatives |
| Sec 44-3151. Licensure required; exclusion; violation; classification |
| Sec 44-3152. Exemption of certain investment advisers and investment adviser representatives |
| Sec 44-3153. Application for licensure as investment adviser; notice filings by federal covered advisers |
| Sec 44-3154. Licensure application; additional information |
| Sec 44-3155. Investment adviser license; notification |
| Sec 44-3156. Application for licensure as investment adviser representative |
| Sec 44-3157. Investment adviser representative license; notification |
| Sec 44-3158. Expiration, renewal or transfer of licensure; automatic suspension |
| Sec 44-3159. Reporting requirements |